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Personal information is not required on this site unless you choose to provide your name, email address, and other information in the contact section. We will not disclose any information you provide to any non-affiliated entity of Healthios Capital Markets, LLC for any business purpose. A representative of Healthios may contact you in an effort to follow up on your interest or to answer any questions you have if you choose to provide contact information.
Under Section 326 of the USA PATRIOT Act, Healthios Capital Markets, LLC is required to verify the identity of its clients. Healthios Capital Markets, LLC may utilize the services of outside vendors to assist us with this government-mandated requirement. We appreciate your business and patience with our compliance efforts.
Our Firm has developed a Business Continuity Plan on how we will respond to events that significantly disrupt our business. Since the timing and impact of disasters and disruptions is unpredictable, we will have to be flexible in responding to actual events as they occur. With that in mind, we are providing you with this information on our business continuity plan.
If after a significant business disruption, you cannot contact us as you usually do at (847) 400-5000, you should call our cellular phone numbers which are listed on our business cards or go to our web site at http://healthios.com.
Our Business Continuity Plan
We plan to quickly recover and resume business operations after a significant business disruption and respond by safeguarding our employees and property, making a financial and operational assessment, protecting the firm’s books and records, and allowing our customers to transact business. In short, our business continuity plan is designed to permit our firm to resume operations as quickly as possible, given the scope and severity of the significant business disruption.
Our business continuity plan addresses data backup and recovery; all mission critical systems; financial and operational assessments; alternative communications with customers, employees, and regulators; alternate physical location of employees; critical supplier, contractor, bank and counter-party impact and regulatory reporting if we are unable to continue our business. While every emergency situation poses unique problems based on external factors, such as time of day and the severity of the disruption; our objective is to restore our operations and be able to complete existing transactions and accept new transactions within a reasonable time period.
Significant business disruptions can vary in their scope, such as only our firm, a single building or unit housing our firm, the business district where our firm is located, the city where we are located, or the whole region. Within each of these areas, the severity of the disruption can also vary from minimal to severe. In a disruption to only our firm or a building housing our firm, we will transfer our operations to a local site when needed and expect to recover and resume business within a few hours. In a disruption affecting our business district, city, or region, we will transfer our operations to a site outside of the affected area, and recover and resume business within a day. In either situation, we plan to continue in business, and notify you through our web site or our customer emergency number, how to contact us.
For more information
If you have questions about our business continuity planning or would like a copy of the complete Business Continuity Plan for Healthios Capital Markets, LLC, please contact us directly at (847) 400-5000.